Execution Account Only Suitability Adviser Name: Adviser Email: Client Name: Client Email: Submission Date: SUITABILITY QUESTIONNAIRE This questionnaire is designed to ensure that you are suitable for an execution-only share dealing account. Execution-only accounts do not provide investment advice or portfolio management services. Knowledge and Experience 1. Do you have prior experience in buying or selling stocks and shares? YesNo 2. Are you familiar with the risks associated with investing in securities (e.g., potential for loss of capital)? YesNo 3. Have you previously managed your own investments without professional advice? YesNo Financial Situation and Loss Capacity 4. Are you comfortable with the fact that the value of your investments may rise and fall over time? YesNo 5. Do you have the financial capacity to sustain capital losses without impacting your standard of living? YesNo Risk Tolerance 6. Are you willing to accept some level of risk to pursue investment returns? YesNo 7. Are you comfortable making investment decisions independently without professional advice? YesNo Client Objectives and Specific Needs 8. Do you want to manage your investments independently, without requiring portfolio management or advisory services? YesNo Scoring Total Score: Please leave this field empty.
